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WRITTEN AND SEALEDBased on Sifsei Chaim, vol. I, p. 71, by Rav Chaim Friedlander, zt"l, Mashgiach of Ponevezh
MISHNA: At four periods in each year the world is judged… Rosh Hashana all human beings pass before Him (G-d) as sheep before a shepherd, as it is written (Tehillim 33:15): "He who has fashioned all their hearts understands all their works."
Gemara: The Tana of our Mishna is in accordance with the school of R. Yishmael of the following Braisa: At four periods is the world judged: …on Rosh Hashana man is judged, but the sentence passed upon him is sealed on Yom Kippur, and our Mishna speaks of the opening of judgment only (and not the final verdict). (Rosh Hashana 16a)
Chazal are seemingly quite straightforward in this statement. Rosh Hashana is the Day of Judgment and on that day everyone under the sun is judged. Everyone's fate is not sealed, however, until Yom Kippur. This is the common understanding and has been incorporated into our Machzor for the Yomim Nora'im in the tefilla Unesana Tokef. But if we turn the page in the gemara, we find different seemingly contradictory statement:
R. Kruspedai said in the name of R. Yochanan: Three books are opened on Rosh Hashana: one for the absolute resho'im (utterly wicked), one for the pure tzaddikim (wholly good), and one for the beinonim - the average class of people. The wholly righteous are at once inscribed and sealed for life; the entirely wicked are at once inscribed and sealed for death; the average class are held in the balance from Rosh Hashana till Yom Kippur; if they prove themselves worthy they are inscribed for life, if not they are inscribed for death.
According to R. Kruspedai, only the average undecided people have to wait until Yom Kippur. The tzaddikim and resho'im are judged and their fate is sealed right away on Rosh Hashana. This appears to disagree with the mishna above.
Moreover, this statement of R. Kruspedai doesn't sit well with us. Tosefos asks the obvious question. How can R. Kruspedai state that tzaddikim are immediately inscribed in the Book of Life? Don't we see tzaddikim dying after Rosh Hashana. And how can he state that resho'im are immediately inscribed in the Book of the Dead. Don't we see many resho'im passing through many Rosh Hashanas, enjoying long lives and dying on their beds at a ripe old age?
Tosefos gives us a very cryptic answer. This statement of R. Kruspedai is not talking about judging people for what is going to happen in Olam Hazeh, in the here and now. It is talking about Olam Haba. The tzaddik is inscribed in the Book of Life of the Next World, and the rosha is inscribed for death, he will have no Olam Haba. The Mishna, however, which doesn't distinguish between tzaddik and rosha and states that everyone is written down on Rosh Hashana and sealed on Yom Kippur, is discussing the judgment about Olam Hazeh, This World.
Again, the problem is obvious. Aren't people judged for their portion of the Next World after they pass on? According to R. Kruspedai a person is judged every year if he is going to get Olam Haba. So when he finally gets upstairs and stands in front of the Beis Din Shel Ma'ala, I guess he's only judged on the few months that transpired since last Rosh Hashana. That doesn't make any sense at all.
The Ramban and the Ran and other commentaries don't accept Tosefos' explanation and give their own. However, the perush of the Gra in the Shulchan Oruch states that we follow Tosefos. The Rema (Orach Chaim 582:9) writes that on Rosh Hashana we have the minhag to bless each other ìùðä èåáä úëúá that one should be written down for a good year. No mention is made of being sealed. The Gra comments that this is based on the Mishna in Rosh Hashana that everyone is inscribed on Rosh Hashana for the coming year. We do not wish him a blessing to be sealed for a good life; that does not happen until Yom Kippur. This, writes the Gra, follows the opinion of Tosefos.
The Gra, in his Likutim (compilation of his annotations) takes this even further. The Geonim added four insertions to the Shemoneh Esre during the Yomim Nora'im; two additions at the beginning, zochreinu lechaim, and mi chomocha, and two at the end, uch'sov lechaim tovim, and b'sefer chaim. You will notice that the first two just mention life - chaim. We do not ask for a good life - chaim tovim. The last two add the word "good," we ask to be written for a good life - chaim tovim. The Gra explains that this also is in conjunction with the opinion of Tosefos.
In the first two insertions in Shemoneh Esre, we ask to be written down for life, everlasting life together with the tzaddikim. Afterwards, as we approach the end of Shemoneh Esre, we ask to be inscribed in the Book of good life and peace. This is a request for a good life here and now.
In order to understand this position of Tosefos, we turn to Rav Moshe Chaim Luzzato (Ma'amar Hachochma).
The way of Heaven is to follow the same model as this world. When a court has to issue a verdict on someone, first they decide: is he a good person or not? After deciding what he is, they issue the specific ruling what is going to happen to him. The same thing happens on Rosh Hashana. First, Heaven decides the spiritual status of a person. Is he to be inscribed in the Book of the Living, or the Book of the Dead. The middle class, the average person or beinoni, is left hanging to determine if he will do teshuva or not. The second judgment on him is the verdict regarding what is going to happen to him this coming year, will he have a good year or not. So we see that there are two cases against the person, one regarding his standing in Heaven, and the second regarding his future down here.
In the Heavenly Court, they first decide as to which group one belongs: with the tzaddikim or the reshoim. This literally means that they write him in the book of the living, the tzaddikim. The rosha, however is pushed aside and written in the Book of the Dead, for a rosha is considered as if he is already dead. The average person, the beinoni, is not written down immediately. He is given a chance to do teshuva. Therefore his din is left hanging; he is, literally, standing there hanging and waiting until the final decision on Yom Kippur. This is our tefilla at the beginning of the Amida: write us in the Book of the Living.
There is another verdict that has to be handed down: all the decrees regarding what happens to a person during the coming year. It could be that even a tzaddik will suffer to atone for his few sins, or perhaps he will prosper. So too a rosha. Perhaps he will prosper and receive his reward in this world (Hashem doesn't want to see him in the next world). Or perhaps his wickedness is such that he deserves his just rewards now and will suffer or perish.
Once that is decided, they hand down the specific judgment on him. All these judgments are consequences of the first verdict, is he to be considered among the tzaddikim or the reshoim? Nevertheless, we daven that whatever the verdict of first judgment was, still, we should be blessed with "good life," chaim tovim.
Rav Eliyahu Dessler, zt"l (Michtav Me'Eliyahu vol. II p. 67), writes that free will can be divided into two categories, specific and general. Every minute, every second of a person's day he has free will to decide what he is going to do. From the time he wakes up and says modeh ani until he goes to bed saying shema Yisroel, he is making decisions. That is his specific free will.
There is another form of free will that is of a totally different nature, it has the ability to change his spiritual standing entirely. This is his general free will. For example: a person is about to choose whether to go learn in a yeshiva or go out to the professional world. This decision will affect his future, his family's future, and future of all his descendants. This fateful decision should be taken extremely seriously and with advice from the greatest rabbis available. However, even after he makes up his mind and enters his new course of life, he will continue to have free will and will continue to make decisions. Let's say he decided to go to yeshiva. Even there he will be faced with daily decisions: to sit down and learn or go out for a walk, etc. Nevertheless, these decisions will not change his status, he is still a ben yeshiva. They are slight movements within his category. Even if he fails in his nisyonos, he has not fallen to a new category, he is still in an institution of Torah, and the people around him will encourage him. He still has the chance to study. This is not true of one who leaves yeshiva entirely and goes out to the world of business. He is in a totally different state of affairs. He has gotten off at the exit and is on a different highway.
On Rosh Hashana one has the choice to seal his status for the coming year. His whole year depends upon his decision and choice. Of course, even during the course of the year he will have ups and downs. But they will be within the framework of that position where he stood on Rosh Hashana. Therefore, on Rosh Hashana we occupy ourselves with basic spiritual issues: we declare Hakadosh Baruch Hu the King of Creation and daven that his kingship should be revealed to the entire world. There is hardly a mention or tefilla regarding this material world. The thrust of our tefillos are for the Kingdom of Heaven. This was designed to raise our awareness and our aspirations and ideals. On Rosh Hashana we have to jump up to the pinnacle of spiritual ambition and strength. Our job this day is to concentrate on making Hakadosh Baruch Hu our King and in that way to be written in the Book of the living. When we have some connection to Olam Haba, we are called alive, while the reshoim who live only in this world, are called dead.
A Gut Gebensht Yahr!
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